Prepared for Phil Shane’s

 

Introduction to Accounting Research Seminar

 

Guidelines for Critiquing an Empirical Research Paper

 

1.         What are the core (bottom line) results of the paper?  What key question do these results attempt to answer?

 

2.         Why is this question important (or why is it unimportant)?

 

3.         Identify and describe the study’s null hypotheses.  Does the study provide sufficient front-end rationale or theory to motivate these hypotheses?  Explain.

 

4.         Describe the logic of the hypothesis tests.  Are the hypotheses and tests structured in a way that could potentially provide insight into the primary research question identified in (1) above?  What were your prior beliefs with respect to this question?  Did the research design provide the potential for the study to produce evidence that might have influenced your prior beliefs?  Why or why not? 

 

5.         What are the study's dependent and independent variables?  Describe any construct validity issues with respect to these variables.

 

6.         Identify any internal validity issues.  In particular, what are the potentially correlated omitted variables and how do they threaten the validity of any inferences that the authors draw from their results?

 

7.         Identify any external validity issues.  In particular, to what population can the authors appropriately attribute inferences drawn from this study?  Did the sampling strategy chosen by the authors limit the contribution of their study?  Explain.

 

8.         Identify any statistical validity issues.  In particular, are the tests well-specified or are there problems with estimates of the probability of type I errors?

 

9.         Could the study have devised more powerful tests (reducing the probability of type II error)?  Explain.

 

10.     Describe the results.  What do you learn from each table and figure in the paper?  Describe the evidence with respect to each hypothesis identified in (4) above.  What is the paper's core result?  If possible describe this result in both statistical and economic terms.

 

11.     What inferences do the authors draw from the results of the study?  Are these inferences appropriate?  Why or why not?

 

12.     Have your prior beliefs, referred to in (4) above, changed as a result of studying this paper?  Explain.  In relation to other papers you have read, describe how this study contributes to the literature.

 

13.     What additional empirical work might you suggest to the author(s) to make the paper more interesting and to improve the paper’s contribution to the literature?

 

14.     What important questions does this study raise or leave unanswered?  Do you see any fertile areas for further research?  Explain.

 

Also see http://www.socialresearchmethods.net/kb/ for an excellent reference regarding research design issues (the notes above are my own and did not come from the referenced website).